Domain-based Message Authentication, Reporting, and Conformance (DMARC) Aggregate Reporting

Domain-based Message Authentication, Reporting, and Conformance (DMARC) Aggregate Reporting Comcast, Inc.

alex_brotman@comcast.com

Application DMARC Domain-based Message Authentication, Reporting, and Conformance (DMARC) allows for Domain Owners to request aggregate reports from receivers. This report is an XML document, and contains extensible elements that allow for other types of data to be specified later. The aggregate reports can be submitted by the receiver to the Domain Owner's specified destination as declared in the associated DNS record.

Introduction A key component of DMARC (Domain-based Message Authentication, Reporting, and Conformance) is the ability for Domain Owners to request that Mail Receivers provide various types of reports. These reports allow Domain Owners to have insight into which IP addresses are sending on their behalf, and some insight into whether or not the volume may be legitimate.
These reports expose information relating to the DMARC policy, as well as the outcome of SPF (Sender Policy Framework) & DKIM (DomainKeys Identified Mail) validation.

Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here.

Notation Certain properties of mail messages described in this document are referenced using notation found in (e.g., "RFC5322.From"). This specification uses the Augmented Backus-Naur Form (ABNF) notation of and .

DMARC Terminology There are a number of terms defined in that are used within this document. Understanding those definitions will aid in reading this document. The terms below are of noted interest:

Author Domain
DMARC Policy Record
Domain Owner
Mail Receiver
Organizational Domain
Report Consumer

Document Status This document, in part, along with DMARCbis DMARCbis Failure Reporting , obsoletes and replaces DMARC .

DMARC Feedback Providing Domain Owners with visibility into how Mail Receivers implement and enforce the DMARC mechanism in the form of feedback is critical to establishing and maintaining accurate authentication deployments. When Domain Owners can see what effect their policies and practices are having, they are better willing and able to use quarantine and reject policies.

Aggregate Reports The DMARC aggregate feedback report is designed to provide Domain Owners with precise insight into:

authentication results,
corrective action that needs to be taken by Domain Owners, and
the effect of Domain Owner DMARC policy on mail streams processed by Mail Receivers.

Aggregate DMARC feedback provides visibility into real-world mail streams that Domain Owners need in order to make informed decisions regarding the publication of a DMARC policy. When Domain Owners know what legitimate mail they are sending, what the authentication results are on that mail, and what forged mail receivers are getting, they can make better decisions about the policies they need and the steps they need to take to enable those policies. When Domain Owners set policies appropriately and understand their effects, Mail Receivers can act on them confidently. Visibility comes in the form of daily (or more frequent) Mail Receiver-originated feedback reports that contain aggregate data on message streams relevant to the Domain Owner. This information includes data about messages that passed DMARC authentication as well as those that did not. A separate report MUST be generated for each DMARC Policy Domain encountered during the reporting period. See below for further explanation in , "Handling Domains in Reports". The report may include the following data:

The DMARC policy discovered and applied, if any
The selected message disposition
The identifier evaluated by SPF and the SPF result, if any
The identifier evaluated by DKIM and the DKIM result, if any
For both DKIM and SPF, an indication of whether the identifier was in DMARC alignment (see )
Sending and receiving domains
The number of successful authentications
The counts of messages based on all messages received, even if their delivery is ultimately blocked by other filtering agents.

Each report MUST contain data for only one DMARC Policy Domain. A single report MUST contain data for one policy configuration. If multiple configurations were observed during a single reporting period, a reporting entity MAY choose to send multiple reports, otherwise the reporting entity SHOULD note only the final configuration observed during the period. See below for further information.

Description of the content XML file NOTE TO RFC EDITOR: We tried a few various formats for these tables. If you would like to see those other formats, we can send over those attempts at your request. Please remove this comment before publishing. The format for these reports is defined in the XML Schema Definition (XSD) in . The XSD includes the possible values for some of the elements below. Most of these values have a definition tied to . The format is also described in the following sections. Each section describes a collection of sibling elements in the XML hierarchy. There are pointers to where in the hierarchy each table fits. If a document does not match the the specified format, the document evaluator SHOULD discard the report. The evaluator MAY choose to try to utilize some of the data, though if the format is in question, so may be the data. The report evaluator MAY choose to contact the report generator so that they may be alerted to an issue with the report format. The column "#" specifies how many times an element may appear, this is sometimes referred to as multiplicity. The possible values are:

O:: OPTIONAL, zero or one element
R:: REQUIRED, exactly one element
*:: OPTIONAL, zero or more elements
+:: REQUIRED, one or more elements

Some elements contain text meant for humans and support an optional "lang" attribute whose value indicate the language of its contents. The default value is "en". Elements supporting this optional attribute is marked with "[@lang]" at the start of their content description in the following tables.

XML root element DMARC aggregate feedback reports have the root element "feedback" with its XML namespace set to the DMARC namespace. The XML root element.

Element name	#	Content
feedback	R	First level elements, see

First Level Elements The elements in this table MUST appear in the order listed. First level elements of the Aggregate Feedback Report.

Element name	#	Content
version	O	MUST have the value 1.0.
report_metadata	R	Report generator metadata, see .
policy_published	R	The DMARC policy configuration observed by the receiving system, see .
extension	O	Allows for future extensibility, see
record	+	Record(s) of the feedback from the report generator, see .

There MUST be at least one "record" element, they contain data stating which IP addresses were seen to have delivered messages for the Author Domain to the receiving system. For each IP address that is being reported, there will be at least one "record" element.

Report generator metadata Report generator metadata

Element name	#	Content
org_name	R	Name of the Reporting Organization.
email	R	Contact to use when contacting the Reporting Organization.
extra_contact_info	O	[@lang] Additional contact details.
report_id	R	Unique Report-ID, see .
date_range	R	The reporting period, see .
error	O	[@lang] Error messages encountered when processing the DMARC Policy Record, see .
generator	O	The name and version of the report generator; this can help the Report Consumer find out where to report bugs.

Contents of the "date_range" element The time range in UTC defining the reporting period of this report. Contents of the "date_range" element

Element name	#	Content
begin	R	Start of the reporting period.
end	R	End of the reporting period.

"begin" and "end" contain the number of seconds since epoch.

The "begin" and "end" are meant to denote the reporting period, and not the first/last observed message from the reporting period. When generating reports, these reporting periods SHOULD NOT overlap. Typically, the reporting period will encompass a single UTC day, beginning at 0000UTC.

Contents of the "policy_published" element Information on the DMARC Policy Record published for the Author Domain. The elements from "p" and onwards contain the discovered or default value for the DMARC policy applied. Unspecified tags have their default values. Contents of the "policy_published" element

Element name	#	Content
domain	R	The DMARC Policy Domain.
discovery_method	O	The method used to discover the DMARC Policy Record used during evaluation.
p	R	A Domain Owner Assessment Policy.
sp	O	A Domain Owner Assessment Policy.
np	O	A Domain Owner Assessment Policy.
fo	O	The value for the failure reporting options.
adkim	O	The DKIM Identifier Alignment mode.
aspf	O	The SPF Identifier Alignment mode.
testing	O	The value of the "t" tag.

"discovery_method" can have the value "psl" or "treewalk", where "psl" is the method from and "treewalk" is described in .
Many of the items above (p, sp, etc.) are defined in the document.

Contents of the "extension" element Use of extensions may cause elements to be added here. These elements MUST be namespaced. Contents of the "extension" element

Element name	#	Content
<any namespaced element>	*	File level elements defined by an extension.

"<any namespaced element>" Zero or more elements in the namespace of the related extension declared in the XML root element.

Contents of the "record" element The report MUST contain record(s) stating which IP addresses were seen to have delivered messages for the Author Domain to the receiving system. For each IP address that is being reported, there will be at least one "record" element. This element contains all the authentication results that were evaluated by the receiving system for the given set of messages. An unlimited number of "record" elements may be specified. Use of extensions may cause other elements to be added to the end of the record, such elements MUST be namespaced. One record per (IP, result, authenitication identifiers) tuples. The elements in this table MUST appear in the order listed. Contents of the "record" element

Element name	#	Content
row	R	See .
identifiers	R	The data that was used to apply policy for the given "row", see .
auth_results	R	The data related to authenticating the messages associated with this sending IP address, see .
<any namespaced element>	*	Record level elements defined by an extension.

"<any namespaced element>" Zero or more elements in the namespace of the related extension declared in the XML root element.

Contents of the "row" element A "row" element contains the details of the connecting system, and how many mails were received from it, for the particular combination of the policy evaluated. Contents of the "row" element

Element name	#	Content
source_ip	R	The connecting IP address. IPv4address or IPv6address as defined in
count	R	Number of messages for which the "policy_evaluated" was applied.
policy_evaluated	R	The DMARC disposition applied to matching messages, see .

Contents of the "policy_evaluated" element The results of applying the DMARC policy. If alignment fails and the policy applied does not match the DMARC Policy Domain's configured policy, the "reason" element MUST be included. The elements in this table MUST appear in the order listed. Contents of the "policy_evaluated" element

Element name	#	Content
disposition	R	The result of applying the DMARC policy.
dkim	R	The result of the DKIM DMARC Identifier alignment test.
spf	R	The result of the SPF DMARC Identifier alignment test.
reason	*	Policy override reason, see .

"spf" and "dkim" MUST be the evaluated values as they relate to DMARC, not the values the receiver may have used when overriding the policy.
"reason" elements are meant to include any notes the reporter might want to include as to why the "disposition" policy does not match the "policy_published", such as a local policy override.

Contents of the "identifiers" element Contents of the "identifiers" element

Element name	#	Content
header_from	R	The RFC5322.From domain from the message.
envelope_from	O	The RFC5321.MailFrom domain that the SPF check has been applied to.
envelope_to	O	The RFC5321.RcptTo domain from the message.

"envelope_from" MAY be existing but empty if the message had a null reverse-path (see ).

Contents of the "auth_results" element Contains DKIM and SPF results, uninterpreted with respect to DMARC. If validation is attempted for any DKIM signature, the results MUST be included in the report (within reason, see , "DKIM Signatures in Aggregate Reports", below for handling numerous signatures). The elements in this table MUST appear in the order listed. Contents of the "auth_results" element

Element name	#	Content
dkim	*	DKIM authentication result, see .
spf	O	SPF authentication result, see .

Contents of the "dkim" element Contents of the "dkim" element

Element name	#	Content
domain	R	The domain that was used during validation (the "d=" tag in the signature).
selector	R	The selector that was used during validation (the "s=" tag in the signature).
result	R	DKIM verification result, see below.
human_result	O	[@lang] More descriptive information to the Domain Owner relating to evaluation failures.

"result" is a lower-case string where the value is one of the results defined in .

Contents of the "spf" element Only the "MAIL FROM" identity (see ) is used in DMARC. Contents of the "spf" element

Element name	#	Content
domain	R	The domain that was used during validation.
scope	O	The source of the domain used during validation.
result	R	SPF verification result, see below.
human_result	O	[@lang] More descriptive information to the Domain Owner relating to evaluation failures.

The only valid value for the "scope" element is "mfrom".
"result" is a lower-case string where the value is one of the results defined in .

Contents of the "reason" element The policy override reason consists of a pre-defined override type and free-text comment, see Contents of the "reason" element

Element name	#	Content
type	R	The reason the DMARC policy was overridden
comment	O	[@lang] Further details, if available.

Handling Domains in Reports In the same report, there MUST be a single DMARC Policy Domain, though there could be multiple RFC5322.From Domains. Each RFC5322.From domain will create its own "record" within the report. Consider the case where there are three domains with traffic volume to report: example.com, foo.example.com, and bar.example.com. There will be explicit DMARC Policy Records for example.com and bar.example.com, with distinct policies. There is no explicit DMARC Policy Record for foo.example.com, so it will be reliant on the policy described for example.com. For a report period, there would now be two reports.
The first will be for bar.example.com, and contain only one "record", for bar.example.com. The second report would be for example.com and contain multiple "record" elements, one for example.com and one for foo.example.com (and extensibly, other "record" elements for subdomains which likewise did not have an explicit DMARC Policy Record).

DKIM Signatures in Aggregate Reports Within a single message, the possibility exists that there could be multiple DKIM signatures. When validation of the message occurs, some signatures may pass, while some may not. As these pertain to DMARC, and especially to aggregate reporting, reporters may not find it clear which DKIM signatures they should include in a report. Signatures, regardless of outcome, could help the report ingester determine the source of a message. However, there is a preference as to which signatures are included.

A signature that passes DKIM, in strict alignment with the RFC5322.From domain
A signature that passes DKIM, in relaxed alignment with the RFC5322.From domain
Any other DKIM signatures that pass
DKIM signatures that do not pass

A report SHOULD contain no more than 100 signatures for a given "row", in decreasing priority.

Unique Identifiers in Aggregate Reporting There are a few places where a unique identifier is specified as part of the body of the report, the subject, and so on. These unique identifiers should be consistent per each report. Specified below, the reader will see a "Report-ID" and "unique-id". These are the fields that MUST be identical when used.

Error element A few examples of information contained within the "error" element(s):

DMARC Policy Record evaluation errors (invalid "rua" or "sp", etc.)
Multiple DMARC Policy Records at a given location

Be mindful that the "error" element is an unbounded string, but should not contain an extremely large body. Provide enough information to assist the Domain Owner with understanding some issues with their authentication or DMARC Policy Record.

Policy Override Reason The "reason" element, indicating an override of the DMARC policy, consists of a mandatory "type" element and an optional "comment" element. The "type" element MUST have one of the pre-defined values listed below. The "comment" element is an unbounded string for providing further details. Possible values for the policy override type: "local_policy": The Mail Receiver's local policy exempted the message from being subjected to the Domain Owner's requested policy action. "mailing_list": Local heuristics determined that the message arrived via a mailing list, and thus authentication of the original message was not expected to succeed. "other": Some policy exception not covered by the other entries in this list occurred. Additional detail can be found in the "comment" element. "policy_test_mode": The message was exempted from application of policy by the testing mode ("t" tag) in the DMARC Policy Record. "trusted_forwarder": Message authentication failure was anticipated by other evidence linking the message to a locally maintained list of known and trusted forwarders.

Extensions The document format supports optional elements for extensions. The absence or existence of this section SHOULD NOT create an error when processing reports. This will be covered in a separate section, Extensible Reporting, .

Changes in Policy During Reporting Period Note that Domain Owners or their agents may change the published DMARC Policy Record for a domain or subdomain at any time. From a Mail Receiver's perspective, this will occur during a reporting period and may be noticed during that period, at the end of that period when reports are generated, or during a subsequent reporting period, all depending on the Mail Receiver's implementation. Under these conditions, it is possible that a Mail Receiver could do any of the following:

generate for such a reporting period a single aggregate report that includes message dispositions based on the old policy, or a mix of the two policies, even though the report only contains a single "policy_published" element;
generate multiple reports for the same period, one for each published policy occurring during the reporting period;

Such policy changes are expected to be infrequent for any given domain, whereas more stringent policy monitoring requirements on the Mail Receiver would produce a very large burden at Internet scale. Therefore, it is the responsibility of Report Consumers (i.e., vendors) and Domain Owners to be aware of this situation and expect such mixed reports during the propagation of the new policy to Mail Receivers.

Report Request Discovery A Mail Receiver discovers reporting requests when it looks up a DMARC Policy Record that corresponds to an RFC5322.From domain on received mail. The presence of the "rua" tag specifies where to send feedback.

Report Delivery The Mail Receiver, after preparing a report, MUST evaluate the provided reporting URIs (See ) in the order given. If any of the URIs are malformed, they SHOULD be ignored. An attempt MUST be made to deliver an aggregate report to every remaining URI, up to the Receiver's limits on supported URIs. If delivery is not possible because the services advertised by the published URIs are not able to accept reports (e.g., the URI refers to a service that is unreachable), the Mail Receiver MAY cache that data and try again later, or MAY discard data that could not be sent. Where the URI specified in a "rua" tag does not specify otherwise, a Mail Receiver generating a feedback report SHOULD employ a secure transport mechanism, meaning the report should be delivered over a channel employing TLS (SMTP+STARTTLS).

Definition of Report-ID This identifier MUST be unique among reports to the same domain to aid receivers in identifying duplicate reports should they happen. The Report-ID value should be constructed using the following ABNF: ridfmt = (dot-atom-text ["@" dot-atom-text]) ; from RFC 5322 ridtxt = ("<" ridfmt ">") / ridfmt The format specified here is not very strict as the key goal is uniqueness. In order to create this uniqueness, the Mail Receiver may wish to use elements such as the receiving domain, sending domain, and a timestamp in combination. An example string might be "1721054318-example.com@example.org". An alternate could use a date string such as "2024-03-27_example.com@example.org".

Email The message generated by the Mail Receiver MUST be a message formatted per . The aggregate report itself MUST be included in one of the parts of the message, as an attachment with a corresponding media type from below. A human-readable annotation MAY be included as a body part (with a human-friendly content-type, such as "text/plain" or "text/html"). The aggregate data MUST be an XML file that SHOULD be subjected to GZIP compression. Declining to apply compression can cause the report to be too large for a receiver to process (the total message size could exceed the receiver SMTP size limit); doing the compression increases the chances of acceptance of the report at some compute cost. The aggregate data MUST be present using the media type "application/gzip" if compressed (see ), and "text/xml" otherwise. The attachment filename MUST be constructed using the following ABNF: filename = receiver "!" policy-domain "!" begin-timestamp "!" end-timestamp [ "!" unique-id ] "." extension receiver = domain-name ; imported from RFC 6376 policy-domain = domain-name begin-timestamp = 1*DIGIT ; seconds since 00:00:00 UTC January 1, 1970 ; indicating start of the time range contained ; in the report end-timestamp = 1*DIGIT ; seconds since 00:00:00 UTC January 1, 1970 ; indicating end of the time range contained ; in the report unique-id = 1*(ALPHA / DIGIT) extension = "xml" / "xml.gz" The following primitive tokens that are used but otherwise unspecified are taken from the "Core Rules" of : DIGIT, ALPHA. The extension MUST be "xml" for a plain XML file, or "xml.gz" for an XML file compressed using GZIP. "unique-id" allows an optional unique ID generated by the Mail Receiver to distinguish among multiple reports generated simultaneously by different sources within the same Domain Owner. A viable option may be to explore UUIDs . If a report generator needs to re-send a report, the system MUST use the same filename as the original report. This would allow the receiver to overwrite the data from the original, or discard second instance of the report. For example, this is a sample filename for the gzip file of a report to the Domain Owner "example.com" from the Mail Receiver "mail.receiver.example": mail.receiver.example!example.com!1013662812!1013749130.xml.gz No specific MIME message structure is required for the message body. It is presumed that the aggregate reporting address will be equipped to extract body parts with the prescribed media type and filename and ignore the rest. Mail streams carrying DMARC feedback data MUST conform to the DMARC mechanism, thereby resulting in an aligned "pass" (see ). This practice minimizes the risk of Report Consumers processing fraudulent reports. The RFC5322.Subject field for individual report submissions MUST conform to the following ABNF: ; FWS is imported from RFC 5322 dmarc-subject = %s"Report" 1*FWS %s"Domain:" 1*FWS domain-name 1*FWS ; policy domain %s"Submitter:" 1*FWS domain-name 1*FWS ; report generator [ %s"Report-ID:" 1*FWS ridtxt ] ; defined above The first domain-name indicates the DNS domain name about which the report was generated. The second domain-name indicates the DNS domain name representing the Mail Receiver generating the report. The purpose of the Report-ID: portion of the field is to enable the Domain Owner to identify and ignore duplicate reports that might be sent by a Mail Receiver. For instance, this is a possible Subject field for a report to the Domain Owner "example.com" from the Mail Receiver "mail.receiver.example". It is folded as allowed by : Subject: Report Domain: example.com Submitter: mail.receiver.example Report-ID: <sample-ridtxt@example.com> This transport mechanism potentially encounters a problem when feedback data size exceeds maximum allowable attachment sizes for either the generator or the consumer. Optionally, the report sender MAY choose to use the same "ridtxt" as a part or whole of the RFC5322.Message-Id header included with the report. Doing so may help receivers distinguish when a message is a re-transmission or duplicate report.

Other Methods The specification as written allows for the addition of other registered URI schemes to be supported in later versions.

Handling of Duplicates There may be a situation where the report generator attempts to deliver duplicate information to the receiver. This may manifest as an exact duplicate of the report, or as duplicate information between two reports. In these situations, the decision of how to handle the duplicate data lies with the receiver. As noted above, the sender MUST use the same unique identifiers when sending the report. This allows the receiver to better understand when duplicates happen. A few options on how to handle that duplicate information:

Reject back to sender, ideally with a permfail error noting the duplicate receipt
Discard upon receipt
Inspect the contents to evaluate the timestamps and reported data, act as appropriate
Accept the duplicate data

When accepting the data, that's likely in a situation where it's not yet noticed, or a one-off experience. Long term, duplicate data is not ideal. In the situation of a partial time frame overlap, there is no clear way to distinguish the impact of the overlap. The receiver would need to accept or reject the duplicate data in whole.

Verifying External Destinations It is possible to specify destinations for the different reports that are outside the authority of the Domain Owner making the request. This allows domains that do not operate mail servers to request reports and have them go someplace that is able to receive and process them. Without checks, this would allow a bad actor to publish a DMARC Policy Record that requests that reports be sent to a victim address, and then send a large volume of mail that will fail both DKIM and SPF checks to a wide variety of destinations; the victim will in turn be flooded with unwanted reports. Therefore, a verification mechanism is included. When a Mail Receiver discovers a DMARC Policy Record in the DNS, and the Organizational Domain at which that record was discovered is not identical to the Organizational Domain of the host part of the authority component of a specified in the "rua" tag, the following verification steps MUST be taken:

Extract the host portion of the authority component of the URI. Call this the "destination host", as it refers to a Report Receiver.
Prepend the string "_report._dmarc".
Prepend the domain name from which the policy was retrieved, after conversion to an A-label if needed.
If the length of the constructed name exceed DNS limits, a positive determination of the external reporting relationship cannot be made; stop.
Query the DNS for a TXT record at the constructed name. If the result of this request is a temporary DNS error of some kind (e.g., a timeout), the Mail Receiver MAY elect to temporarily fail the delivery so the verification test can be repeated later.
For each record returned, parse the result as a series of "tag=value" pairs, i.e., the same overall format as the DMARC Policy Record (see ). In particular, the "v=DMARC1" tag is mandatory and MUST appear first in the list. Discard any that do not pass this test. A trailing ";" is optional.
If the result includes no TXT resource records that pass basic parsing, a positive determination of the external reporting relationship cannot be made; stop.
If at least one TXT resource record remains in the set after parsing, then the external reporting arrangement was authorized by the Report Consumer.
If a "rua" tag is thus discovered, replace the corresponding value extracted from the domain's DMARC Policy Record with the one found in this record. This permits the Report Consumer to override the report destination. However, to prevent loops or indirect abuse, the overriding URI MUST use the same destination host from the first step.

For example, if the DMARC Policy Record for "blue.example.com" contained "rua=mailto:reports@red.example.net", the Organizational Domain host extracted from the latter ("red.example.net") does not match "blue.example.com", so this procedure is enacted. A TXT query for "blue.example.com._report._dmarc.red.example.net" is issued. If a single reply comes back containing a tag of "v=DMARC1", then the relationship between the two is confirmed. Moreover, "red.example.net" has the opportunity to override the report destination requested by "blue.example.com" if needed. Where the above algorithm fails to confirm that the external reporting was authorized by the Report Consumer, the URI MUST be ignored by the Mail Receiver generating the report. Further, if the confirming record includes a URI whose host is again different than the domain publishing that override, the Mail Receiver generating the report MUST NOT generate a report to either the original or the override URI. A Report Consumer publishes such a record in its DNS if it wishes to receive reports for other domains. A Report Consumer that is willing to receive reports for any domain can use a wildcard DNS record. For example, a TXT resource record at "*._report._dmarc.example.com" containing at least "v=DMARC1" confirms that example.com is willing to receive DMARC reports for any domain. If the Report Consumer is overcome by volume, it can simply remove the confirming DNS record. However, due to positive caching, the change could take as long as the time-to-live (TTL) on the record to go into effect. If the length of the DNS query is excessively long (Step 4 above), the Domain Owner may need to reconsider the domain being used to be shorter, or reach out to another party that may allow for a shorter DNS label.

Extensible Reporting DMARC reports allow for some extensibility, as defined by future documents that utilize DMARC as a foundation. These extensions MUST be properly formatted XML and meant to exist within the structure of a DMARC report. Two positions of type "<any>" are provided in the existing DMARC structure, one at file level, in an "<extension>" element after "<policy_published>" and one at record level, after "<auth_results>". In either case, the extensions MUST contain a URI to the definition of the extension so that the receiver understands how to interpret the data. At file level: <feedback xmlns="urn:ietf:params:xml:ns:dmarc-2.0" xmlns:ext="URI for an extension-supplied name space"> ... <policy_published> <domain>example.com</domain> <p>quarantine</p> <sp>none</sp> <testing>n</testing> </policy_published> <extension> <ext:arc-override>never</ext:arc-override> </extension> Within the "record" element: <record> <row> ... </row> <identifiers> ... </identifiers> <auth_results> ... </auth_results> <ext:arc-results> ... </ext:arc-results> </record> <record> ... Here "arc-override" and "arc-results" are hypothetical element names defined in the extension's name space. Extension elements are optional. Any number of extensions is allowed. If a processor is unable to handle an extension in a report, it SHOULD ignore the data and continue to the next extension.

IANA Considerations This document uses URNs to describe XML namespaces and XML schemas conforming to a registry mechanism described in . Two URI assignments will be registered by the IANA.

Registration request for the DMARC namespace: URI: urn:ietf:params:xml:ns:dmarc-2.0 Registrant Contact: Internet Engineering Task Force (iesg@ietf.org) XML: None. Namespace URIs do not represent an XML specification.

Registration request for the DMARC XML schema: URI: urn:ietf:params:xml:schema:dmarc-2.0 Registrant Contact: Internet Engineering Task Force (iesg@ietf.org) XML: See Appendix A. DMARC XML Schema ( and ) in this document.

Privacy Considerations This section will discuss exposure related to DMARC aggregate reporting.

Report Recipients A DMARC Policy Record can specify that reports should be sent to an intermediary operating on behalf of the Domain Owner. This is done when the Domain Owner contracts with an entity to monitor mail streams for abuse and performance issues. Receipt by third parties of such data may or may not be permitted by the Mail Receiver's privacy policy, terms of use, or other similar governing document. Domain Owners and Mail Receivers should both review and understand if their own internal policies constrain the use and transmission of DMARC reporting. Some potential exists for report recipients to perform traffic analysis, making it possible to obtain metadata about the Receiver's traffic. In addition to verifying compliance with policies, Receivers need to consider that before sending reports to a third party.

Data Contained Within Reports Aggregate feedback reports contain aggregated data relating to messages purportedly originating from the Domain Owner. The data does not contain any identifying characteristics about individual users. No personal information such as individual mail addresses, IP addresses of individuals, or the content of any messages, is included in reports. Mail Receivers should have no concerns in sending reports as they do not contain personal information. In all cases, the data within the reports relates to the domain-level authentication information provided by mail servers sending messages on behalf of the Domain Owner. This information is necessary to assist Domain Owners in implementing and maintaining DMARC. Domain Owners should have no concerns in receiving reports as they do not contain personal information. The reports only contain aggregated data related to the domain-level authentication details of messages claiming to originate from their domain. This information is essential for the proper implementation and operation of DMARC. Domain Owners who are unable to receive reports for organizational reasons, can choose to exclusively direct the reports to an external processor.

Feedback Leakage Providing feedback reporting to PSOs (Public Suffix Operator) for a PSD (Public Suffix Domain) can, in some cases, cause information to leak out of an organization to the PSO. This leakage could potentially be utilized as part of a program of pervasive surveillance (see ). There are roughly three cases to consider:

Single Organization PSDs (e.g., ".mil") Aggregate reports based on PSD DMARC have the potential to contain information about mails related to entities managed by the organization. Since both the PSO and the Organizational Domain Owners are common, there is no additional privacy risk for either normal or non-existent domain reporting due to PSD DMARC.
Multi-organization PSDs requiring DMARC usage (e.g., ".bank") Aggregate reports based on PSD DMARC will only be generated for domains that do not publish a DMARC Policy Record at the Organizational Domain or host level. For domains that do publish the required DMARC Policy Records, the feedback reporting addresses of the Organizational Domain (or hosts) will be used. The only direct risk of feedback leakage for these PSDs are for Organizational Domains that are out of compliance with PSD policy. Data on non-existent domains would be sent to the PSO.
Multi-organization PSDs not requiring DMARC usage (e.g., ".com") Privacy risks for Organizational Domains that have not deployed DMARC within such PSDs can be significant. For non-DMARC Organizational Domains, all DMARC feedback will be directed to the PSO if that PSO itself has a DMARC Policy Record that specifies a "rua" tag. Any non-DMARC Organizational Domain would have its Feedback Reports redirected to the PSO. The content of such reports, particularly for existing domains, is privacy sensitive.

PSOs will receive feedback on non-existent domains, which may be similar to existing Organizational Domains. Feedback related to such domains have a small risk of carrying information related to an actual Organizational Domain. To minimize this potential concern, PSD DMARC feedback MUST be limited to aggregate reports. Failure reports carry more detailed information and present a greater risk.

Security Considerations While reviewing this document and its Security Considerations, it is ideal that the reader would also review Privacy Considerations above, as well as the Privacy Considerations and Security Considerations in section and of .

Report Contents as an Attack Aggregate reports are supposed to be processed automatically. An attacker might attempt to compromise the integrity or availability of the report processor by sending malformed reports. In particular, the archive decompressor and XML parser are at risk to resource exhaustion attacks (zip bomb or XML bomb).

False Information The data contained within aggregate reports may be forged. An attacker might attempt to interfere with or influence policy decisions by submitting false reports in large volume. The attacker could also be attempting to influence platform architecture decisions. A volume-based attack may also impact the ability for a report receiver to accept reports from other entities.

Disclosure of Filtering Information While not specified in this document itself, the availability of extensions could enable the report generator to disclose information about message placement (Inbox/Spam/etc). This is very much discouraged as it could relay this information to a malicious party, allowing them to understand more about filtering methodologies at a receiving entity.

Operational Considerations

Report Generation

The error fields should be reasonably terse and usable.
If reports cannot be generator, the system should ideally log a useful error that helps troubleshoot the issue.

Report Evaluation As noted above, if a report does not match the specified format, the evaluator will likely find the contents to be in question. Alternately, the evaluator may decide to sideline those reports so they can more easily collaborate with the report generator to identify where the issues are happening. It's quite likely that the data contained within the reports will be extracted and stored in a system that allows for easy reporting, dashboarding, and/or monitoring. The XML reports themselves are not human readable in bulk, and a system such as the above may aid the Domain Owner with identifying issues.

Report Storage Once a report is accepted and properly parsed by the report evaluator, it is entirely up to that evaluator what they wish to do with the XML documents. For some domains, the quantity of reports could be fairly high, or the size of the reports themselves could be large. Once the data from the reports has been extracted and indexed, the reports seemingly have little value in most situations.

Normative References Informative References

DMARC XML Schema <?xml version="1.0"?> <xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" targetNamespace="urn:ietf:params:xml:ns:dmarc-2.0" xmlns="urn:ietf:params:xml:ns:dmarc-2.0" elementFormDefault="qualified">  <xs:complexType name="langAttrString"> <xs:simpleContent> <xs:extension base="xs:string"> <xs:attribute name="lang" type="xs:language" use="optional" default="en"/> </xs:extension> </xs:simpleContent> </xs:complexType>  <xs:complexType name="DateRangeType"> <xs:all> <xs:element name="begin" type="xs:integer" minOccurs="1" maxOccurs="1"/> <xs:element name="end" type="xs:integer" minOccurs="1" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:complexType name="ReportMetadataType"> <xs:all>  <xs:element name="org_name" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="email" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="extra_contact_info" type="langAttrString" minOccurs="0" maxOccurs="1"/>  <xs:element name="report_id" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="date_range" type="DateRangeType" minOccurs="1" maxOccurs="1"/>  <xs:element name="error" type="langAttrString" minOccurs="0" maxOccurs="1"/>  <xs:element name="generator" type="xs:string" minOccurs="0" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:simpleType name="AlignmentType"> <xs:restriction base="xs:string"> <xs:enumeration value="r"/> <xs:enumeration value="s"/> </xs:restriction> </xs:simpleType>  <xs:simpleType name="DispositionType"> <xs:restriction base="xs:string"> <xs:enumeration value="none"/> <xs:enumeration value="quarantine"/> <xs:enumeration value="reject"/> </xs:restriction> </xs:simpleType>   <xs:simpleType name="ActionDispositionType"> <xs:restriction base="xs:string"> <xs:enumeration value="none"/> <xs:enumeration value="pass"/> <xs:enumeration value="quarantine"/> <xs:enumeration value="reject"/> </xs:restriction> </xs:simpleType>  <xs:simpleType name="DiscoveryType"> <xs:restriction base="xs:string"> <xs:enumeration value="psl"/> <xs:enumeration value="treewalk"/> </xs:restriction> </xs:simpleType>  <xs:complexType name="PolicyPublishedType"> <xs:all>  <xs:element name="domain" type="xs:string" minOccurs="1" maxOccurs="1"/>   <xs:element name="p" type="DispositionType" minOccurs="1" maxOccurs="1"/>  <xs:element name="sp" type="DispositionType" minOccurs="0" maxOccurs="1"/>  <xs:element name="np" type="DispositionType" minOccurs="0" maxOccurs="1"/>  <xs:element name="adkim" type="AlignmentType" minOccurs="0" maxOccurs="1"/>  <xs:element name="aspf" type="AlignmentType" minOccurs="0" maxOccurs="1"/>  <xs:element name="discovery_method" type="DiscoveryType" minOccurs="0" maxOccurs="1"/>  <xs:element name="fo" type="xs:string" minOccurs="0" maxOccurs="1"/>  <xs:element name="testing" type="TestingType" minOccurs="0" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:simpleType name="TestingType"> <xs:restriction base="xs:string"> <xs:enumeration value="n"/> <xs:enumeration value="y"/> </xs:restriction> </xs:simpleType>  <xs:simpleType name="DMARCResultType"> <xs:restriction base="xs:string"> <xs:enumeration value="pass"/> <xs:enumeration value="fail"/> </xs:restriction> </xs:simpleType>  <xs:simpleType name="PolicyOverrideType"> <xs:restriction base="xs:string"> <xs:enumeration value="local_policy"/> <xs:enumeration value="mailing_list"/> <xs:enumeration value="other"/> <xs:enumeration value="policy_test_mode"/> <xs:enumeration value="trusted_forwarder"/> </xs:restriction> </xs:simpleType>  <xs:complexType name="PolicyOverrideReason"> <xs:all> <xs:element name="type" type="PolicyOverrideType" minOccurs="1" maxOccurs="1"/> <xs:element name="comment" type="langAttrString" minOccurs="0" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:complexType name="PolicyEvaluatedType"> <xs:sequence> <xs:element name="disposition" type="ActionDispositionType" minOccurs="1" maxOccurs="1"/> <xs:element name="dkim" type="DMARCResultType" minOccurs="1" maxOccurs="1"/> <xs:element name="spf" type="DMARCResultType" minOccurs="1" maxOccurs="1"/> <xs:element name="reason" type="PolicyOverrideReason" minOccurs="0" maxOccurs="unbounded"/> </xs:sequence> </xs:complexType> <xs:complexType name="RowType"> <xs:all>  <xs:element name="source_ip" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="count" type="xs:integer" minOccurs="1" maxOccurs="1"/>  <xs:element name="policy_evaluated" type="PolicyEvaluatedType" minOccurs="1" maxOccurs="1"/> </xs:all> </xs:complexType> <xs:complexType name="IdentifierType"> <xs:all>  <xs:element name="header_from" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="envelope_from" type="xs:string" minOccurs="0" maxOccurs="1"/>  <xs:element name="envelope_to" type="xs:string" minOccurs="0" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:simpleType name="DKIMResultType"> <xs:restriction base="xs:string"> <xs:enumeration value="none"/> <xs:enumeration value="pass"/> <xs:enumeration value="fail"/> <xs:enumeration value="policy"/> <xs:enumeration value="neutral"/> <xs:enumeration value="temperror"/> <xs:enumeration value="permerror"/> </xs:restriction> </xs:simpleType> <xs:complexType name="DKIMAuthResultType"> <xs:all>  <xs:element name="domain" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="selector" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="result" type="DKIMResultType" minOccurs="1" maxOccurs="1"/>  <xs:element name="human_result" type="langAttrString" minOccurs="0" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:simpleType name="SPFDomainScope"> <xs:restriction base="xs:string"> <xs:enumeration value="mfrom"/> </xs:restriction> </xs:simpleType>  <xs:simpleType name="SPFResultType"> <xs:restriction base="xs:string"> <xs:enumeration value="none"/> <xs:enumeration value="pass"/> <xs:enumeration value="fail"/> <xs:enumeration value="softfail"/> <xs:enumeration value="policy"/> <xs:enumeration value="neutral"/> <xs:enumeration value="temperror"/> <xs:enumeration value="permerror"/> </xs:restriction> </xs:simpleType> <xs:complexType name="SPFAuthResultType"> <xs:all>  <xs:element name="domain" type="xs:string" minOccurs="1" maxOccurs="1"/>  <xs:element name="scope" type="SPFDomainScope" minOccurs="0" maxOccurs="1"/>  <xs:element name="result" type="SPFResultType" minOccurs="1" maxOccurs="1"/>  <xs:element name="human_result" type="langAttrString" minOccurs="0" maxOccurs="1"/> </xs:all> </xs:complexType>  <xs:complexType name="AuthResultType"> <xs:sequence>  <xs:element name="dkim" type="DKIMAuthResultType" minOccurs="0" maxOccurs="unbounded"/>  <xs:element name="spf" type="SPFAuthResultType" minOccurs="0" maxOccurs="1"/> </xs:sequence> </xs:complexType>  <xs:complexType name="RecordType"> <xs:sequence> <xs:element name="row" type="RowType" minOccurs="1" maxOccurs="1"/> <xs:element name="identifiers" type="IdentifierType" minOccurs="1" maxOccurs="1"/> <xs:element name="auth_results" type="AuthResultType" minOccurs="1" maxOccurs="1"/>  <xs:any processContents="lax" minOccurs="0" maxOccurs="unbounded"/> </xs:sequence> </xs:complexType> <xs:complexType name="ExtensionType"> <xs:sequence> <xs:any processContents="lax" minOccurs="0" maxOccurs="unbounded"/> </xs:sequence> </xs:complexType>  <xs:element name="feedback"> <xs:complexType> <xs:sequence> <xs:element name="version" type="xs:decimal" minOccurs="0" maxOccurs="1"/> <xs:element name="report_metadata" type="ReportMetadataType" minOccurs="1" maxOccurs="1"/> <xs:element name="policy_published" type="PolicyPublishedType" minOccurs="1" maxOccurs="1"/>  <xs:element name="extension" type="ExtensionType" minOccurs="0" maxOccurs="1"/>  <xs:element name="record" type="RecordType" minOccurs="1" maxOccurs="unbounded"/> </xs:sequence> </xs:complexType> </xs:element> </xs:schema>

Sample Report <feedback xmlns="urn:ietf:params:xml:ns:dmarc-2.0"> <version>1.0</version> <report_metadata> <org_name>Sample Reporter</org_name> <email>report_sender@example-reporter.com</email> <extra_contact_info>...</extra_contact_info> <report_id>3v98abbp8ya9n3va8yr8oa3ya</report_id> <date_range> <begin>302832000</begin> <end>302918399</end> </date_range> <generator>Example DMARC Aggregate Reporter v1.2</generator> </report_metadata> <policy_published> <domain>example.com</domain> <p>quarantine</p> <sp>none</sp> <np>none</np> <testing>n</testing> <discovery_method>treewalk</discovery_method> </policy_published> <record> <row> <source_ip>192.0.2.123</source_ip> <count>123</count> <policy_evaluated> <disposition>pass</disposition> <dkim>pass</dkim> <spf>fail</spf> </policy_evaluated> </row> <identifiers> <envelope_from>example.com</envelope_from> <header_from>example.com</header_from> </identifiers> <auth_results> <dkim> <domain>example.com</domain> <result>pass</result> <selector>abc123</selector> </dkim> <spf> <domain>example.com</domain> <result>fail</result> </spf> </auth_results> </record> </feedback>

Differences from RFC7489 A bulleted list of some of the more noticeable/important differences between DMARC and this document:

Many elements of the defining XSD have been clarified, which means the structure of the report should be more consistent
The report identifier has more structure
Clarification about the number of domains to be addressed per report
The addition of extensions as part of the report structure
PSD is now included as part of the specification
Selector is now required when reporting a DKIM signature

Furthermore, the original DMARC specification was contained within a single document, . The original document has been split into three documents, DMARCbis , this document, and DMARCbis Failure Reporting . This allows these pieces to potentially be altered in the future without re-opening the entire document, as well as allowing them to move through the IETF process independently. Acknowledgements Many thanks are deserved to those that helped create this document. Much of the content was created from the original , and has now been updated to be more clear and correct some outstanding issues. The IETF DMARC Working Group has spent much time working to finalize this effort, and significant contributions were made by Seth Blank, Todd Herr, Steve Jones, Murray S. Kucherawy, Barry Leiba, John Levine, Scott Kitterman, Daniel Kvål, Martijn van der Lee, Alessandro Veseley, and Matthäus Wander.